Report field

Value

Project

W-1.1-project-spectrum

Experiment phase

Phase 4

Training status

Complete

Training steps

20,000 optimizer steps

Final train loss

3.69

Final validation loss

3.71

Author

Wasif

Report date

17 August 2026

1. Executive Summary

W-1.1 Project Spectrum completed a 20,000-step pretraining experiment using a compact decoder-only Transformer and Spectrum’s own processed dataset and tokenizer. The reported loss began near 9.00 and finished at 3.69 for training and 3.71 for validation.

The final train–validation gap is only 0.02. This is a strong sign that the run did not exhibit severe overfitting at the final recorded point. However, the generated samples still show repetition, topic drift, dated source style and unreliable factual details. Loss convergence therefore did not equal assistant-quality generation.

Phase outcome: COMPLETE. Spectrum successfully produced readable English and supplied important evidence for Phase 5 and the later design of W-1.1-125M.

2. Experiment Objective

  • Train a broader-domain experimental model after the TinyStories-focused Spark phase.
  • Measure optimization stability over 20,000 updates on an NVIDIA T4 GPU.
  • Compare final training and validation behavior for signs of overfitting.
  • Test whether the model can generate readable completions across education, science, government and narrative prompts.
  • Extract practical lessons before planning the final W-1.1-125M model.

3. Confirmed Architecture and Training Configuration

Component

Spectrum setting

Model type

Decoder-only causal Transformer

Vocabulary size

8,000 tokens

Context length

256 tokens

Embedding width

384

Transformer blocks

8

Attention heads

6

MLP expansion

4 × d_model

Dropout

0.10

Micro-batch size

16 sequences

Gradient accumulation

8

Effective tokens/update

32,768

Maximum steps

20,000

Peak learning rate

3 × 10⁻⁴

Minimum learning rate

3 × 10⁻⁵

Warm-up

500 steps

Optimizer

AdamW

Weight decay

0.10

Evaluation interval

250 steps

Evaluation batches

50

Precision

FP16 mixed precision

At 32,768 training tokens per optimizer update, a full 20,000-step run samples approximately 655.36 million token positions. Because batches are randomly sampled from memory-mapped data, this is processed-token exposure rather than a guarantee of 655.36 million unique tokens.

4. Loss Results

Metric

Recorded value

Interpretation

Starting loss

≈ 9.00

Initial untrained-model uncertainty

Final training loss

3.69

Model fitted the training distribution substantially

Final validation loss

3.71

Validation remained close to training

Absolute loss reduction

5.31

59.0% reduction from the reported start

Final generalization gap

0.02

Small final train–validation difference

Train perplexity

40.04

Derived as exp(3.69)

Validation perplexity

40.85

Derived as exp(3.71)

Figure 1. Recorded loss milestones. The connecting line summarizes direction only; intermediate checkpoint values were not supplied.

Figure 2. Final training and validation loss differ by 0.02.

5. Perplexity and Generalization

Perplexity converts cross-entropy loss into a more intuitive scale using e^loss. Spectrum’s final estimated train perplexity is 40.04 and validation perplexity is 40.85. Lower is better.

Figure 3. Perplexity derived from the supplied final losses; values are rounded to two decimals.

The small validation gap suggests good final numerical generalization. It does not prove factual accuracy or long-range coherence. The generation samples show that those capabilities remain limited even when validation loss is close to training loss.

6. Text Generation Tests

Test prompt

Initial behavior

Main weakness

Education is important because

Readable encyclopedic prose

Drifts into invented biography and dates

Scientists study the natural world by

Grammatical religious/academic style

Repeats “book”, “read” and “workmanship”

The government announced today that

Sustained dialogue and punctuation

Repetitive “state of things” dialogue

In the quiet village, a traveler discovered

Coherent narrative opening

Drifts into town and architectural description

7. Qualitative Generation Evaluation

The four generated samples were reviewed for surface grammar, prompt relevance, coherence, repetition and factual reliability. The scores below are a first qualitative assessment for Phase 5, not a standardized benchmark.

Figure 4. Initial qualitative review on a five-point scale.

Dimension

Finding

Grammar and punctuation

Generally readable sentences, dialogue marks, names and dates.

Prompt relevance

Usually follows the prompt initially, then moves to loosely related material.

Long-range coherence

Meaning becomes unstable over longer completions.

Repetition

Repeated nouns and phrases appear in science and government samples.

Factual reliability

Names, dates, titles and claims are plausible-looking but cannot be trusted.

Dataset style

Outputs resemble older encyclopedic, historical, literary and religious sources.

8. Overfitting Analysis

Final numerical evidence: no severe overfitting is visible from the supplied endpoint values. Validation loss is only 0.02 above training loss, approximately 0.54% relative to the training loss.

Limitation: a reliable overfitting diagnosis requires the complete train-loss and validation-loss history. If validation loss fell and then rose while training loss continued downward, that pattern could reveal late-stage overfitting even though the final gap is small. The JSONL training log should be preserved for the combined Phase 5 report.

9. What Spectrum Successfully Learned

  • English word formation, sentence boundaries and conventional punctuation.
  • Longer prose structure across several prompt types.
  • Dialogue formatting and formal expository style.
  • Names, dates, abbreviations and citation-like patterns present in the dataset.
  • A substantially better tokenizer–checkpoint match than the earlier corrupted local test.

10. Remaining Limitations

  • Topic drift after the first few sentences.
  • Phrase and concept repetition.
  • Weak semantic consistency over long generations.
  • Hallucinated biographical and historical details.
  • Strong imitation of dated source material.
  • No instruction tuning or reliable question-answering behavior.
  • Short 256-token training context limits long-range modeling.

11. Lessons for the Final W-1.1 Model

Observation

Design implication

Small final loss gap

Retain validation monitoring and best-checkpoint selection.

Readable but drifting prose

Increase model capacity and context length; improve document boundaries.

Dated/encyclopedic style

Rebalance and quality-filter the final dataset mixture.

Repetition

Improve data quality and evaluate decoding separately from training quality.

Unreliable facts

Treat the base model as a completion model; later add instruction tuning and retrieval where appropriate.

Tokenizer dependence

Archive tokenizer, configuration and checkpoint as one inseparable model package.

12. Phase 5 Evidence to Preserve

  • logs/training_log.jsonl
  • config/spectrum_config.json
  • data/processed/meta.json
  • tokenizer/spectrum_tokenizer.json
  • checkpoints/spectrum_best.safetensors
  • checkpoints/spectrum_latest.safetensors
  • samples/spectrum_generation_samples.json
  • GPU name, peak memory, total training time and throughput output from the notebook.

Final Conclusion

W-1.1 Project Spectrum completed its experimental purpose. Loss decreased from approximately 9.00 to 3.69 for training, while validation finished at 3.71. The 0.02 final gap indicates stable numerical generalization, and the model now generates readable English. The generation review also exposes clear limits in factuality, repetition, semantic continuity and topic control. These results should now be combined with Tiny Prototype, Tazi and Spark in the complete Phase 5 observation document before the final W-1.1-125M plan is designed.

Data Integrity Note

This report uses the confirmed Spectrum notebook configuration, the four supplied generation samples, and the supplied loss values. No intermediate loss checkpoints were fabricated. Once the full JSONL log is available, Figure 1 can be upgraded to the exact train-versus-validation curve across all evaluation steps.

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